Download Documents

1. Account Opening Form

1.1 Equity Trading Account

Equity Trading Account Opening Form (Individual)

Equity Trading Account Opening Form (Corporate)

1.2 Mutual Fund Trading Account

Mutual Fund Trading Account Opening Form (Individual)

Mutual Fund Trading Account Opening Form (Corporate)

1.2.1 Other Documents Related to Mutual Fund Trading Account

Request for Information Amendment Form (For Mutual Funds Only)

FATCA/CRS Form (Individual) (For Mutual Funds Only)

FATCA/CRS Form (Corporate) (For Mutual Funds Only)

Suitability Test (Individual)

Ongoing KYC & CDD Checklist (Individual)

1.2.2 Mutual Fund Purchase/Sale/Switching Forms

FundConnext Purchase Order

FundConnext Switching Order

FundConnext Redemption Order

1.3 Global Trade Account

Global Trade Account Opening Form

1.3.1 Risk Acknowledgment Form for Structured Notes

Risk Acknowledgment Form for Structured Notes

1.3.2 Self-Declaration Form
For High Net Worth Investors, Ultra High Net Worth Investors, or Institutional Investors

Self-Declaration Form
For High Net Worth Investors, Ultra High Net Worth Investors, or Institutional Investors

2. Deposit / Withdrawal / Transfer Forms

2.1 Automatic Transfer System (ATS)

Bank Account Direct Debit Form (ATS)

2.2 Bill Payment

Bill Payment Form (Mutual Fund)

Bill Payment Form (Equity, Derivatives, and Global Trade)

2.3 Collateral Withdrawal

Collateral Withdrawal Form

2.4 Request for Securities Withdrawal / Transfer

Securities Withdrawal / Transfer Request Form

3. Other Documents

3.1 Additional Account Opening Documents

Additional Equity Trading Account Opening Form (Individual)

Request for information verification (SDEP)

3.1.1 Additional Internet Account Opening Documents

Notification Letter for Customers Requesting to Place Orders via Internet

Terms and Conditions for Internet Securities Trading

Agreement to Receive Documents via Electronic Mail (E-mail)

3.2 Securities Trading Agreement Documents

Supplementary Agreement for Securities Contract

Supplementary Agreement for Derivatives Contract

Self-Declared Certificate for High Net Worth or Ultra High Net Worth or Institutional Investor

Risk Acknowledgement for L&I ETFs Investment

3.3 Ongoing KYC & Suitability, FATCA & CRS, and W-8BEN & W-9 Documents

Ongoing KYC & Suitability (Individual)

FATCA/CRS Form (Entity)

FATCA/CRS Form (Individual)

3.4 Information Change Documents

Information Change Request Form

Self-Declaration Form
for High Net Worth Investors, Ultra High Net Worth Investors, or Institutional Investors

Privacy Policy (PDPA)

Personal Data Disclosure Consent Form – For Customers

Personal Data Protection Policy

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